Tag: regulationsDec 10, 2022The Uniform Securities Act (USA)RegulationsDec 10, 2022The Securities Act of 1933RegulationsDec 10, 2022The Securities Exchange Act of 1934RegulationsDec 10, 2022Investment Company Act of 1940RegulationsDec 10, 2022Investment Advisers Act of 1940RegulationsDec 10, 2022Uniform Prudent Investor Act (UPIA)RegulationsDec 10, 2022Employee Retirement Income Security Act (ERISA)RegulationsDec 10, 2022The Trust Indenture Act of 1939RegulationsDec 10, 2022The Securities Acts Amendments of 1975RegulationsDec 10, 2022Bank Secrecy ActRegulationsDec 10, 2022Dodd-Frank Wall Street Reform Act of 2010RegulationsDec 10, 2022Public Utilities Holding Company Act of 1935RegulationsDec 10, 2022Securities Investor Protection Corporation Act of 1970 (SIPC)RegulationsDec 10, 2022The Insider Trading and Securities Fraud Enforcement Act of 1988RegulationsDec 10, 2022The Maloney Act of 1938RegulationsDec 10, 2022The National Securities Markets Improvement Act of 1996RegulationsDec 10, 2022The Patriot ActRegulationsDec 10, 2022The Telephone Consumer Protection Act of 1991Regulations