Registered Investment Advisers (RIAs)
An investment adviser is a firm or individual who:
- charges a fee or receives compensation…
- for his or her services for advising clients as to…
- the value of securities or…
- for making recommendations as to which securities should be purchased or sold
Investment Advisers appeal to those who need professional advisory as to which securities to purchase to achieve their financial goals.
Investment advisers who are registered with the relevant authority are also known as RIAs, or “Registered Investment Advisers”.
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